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Washburn Law Journal

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In recent years, we have seen an escalation of attacks on the independence of the judiciary. Government officials and citizens who have been upset by the substance of judicial decisions are increasingly seeking to rein in the courts by limiting their jurisdiction over controversial matters, soliciting pre-election commitments from judicial candidates, and drafting ballot initiatives with sanctions for judges who make unpopular rulings. Many of these efforts betray ignorance at best, or defiance at worst, of traditional principles of separation of powers and constitutional protections against tyranny of the majority.

The attacks are fueled in part by the growing influence of money in judicial elections and the dismantling of codes of judicial ethics that once helped to preserve the distinctive character of the judiciary, even during the course of campaigns for the bench. The unabated acceleration of those trends erodes public confidence in the ability of courts to serve as fair arbiters of disputes. Moreover, the undifferentiated cynicism bred by those trends tars all courts - elective and appointive, state and federal - with the same brush, undermining resistance even to extreme anti-judicial rhetoric and activism. The threat is sufficiently serious to command attention at the highest levels of the judiciary. . . .

Readers familiar with the American Bar Association's Model Code of Judicial Conduct will recognize in this exhortation a call for stiffer disqualification or recusal policies. Canon 3E(1) of that Code, which has been adopted in some form by nearly every state and by Congress, provides: “A judge shall disqualify himself or herself in a proceeding in which the judge's impartiality might reasonably be questioned.” This article suggests that current disqualification doctrines and procedures are inadequate to preserve public trust and that, to safeguard their own independence, courts should consider a variety of reforms. Part II describes trends undermining public confidence and explains how, in two recent decisions, the United States Supreme Court has both exacerbated the impact of those trends and absolved itself of responsibility for providing a solution. In Parts III and IV, respectively, we offer a brief history of disqualification law and an explanation why, as it is currently interpreted, it cannot solve the urgent problems of today. Finally, Part V outlines ten proposals for strengthening recusal that acknowledge the public's legitimate demand for accountability while protecting the judiciary's institutional need for independence.



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